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RESEARCH New Report 12/4/07 "The Competitive Position of the
U.S. Public Equity Market" Copyright 2007. All rights reserved. Interim Report Download the Interim Report (Revised on 12/5/06) Copyright 2007. All rights reserved. Please click here if you are having difficulty downloading Reference Materials for 11/30/06 Interim Report Securities and Exchange Commission: 17 CFR Parts 200, 232, 240 and 249: Termination of a Foreign Private Issuer’s Registration of a Class of Securities under Section 12(g) and Duty to File Reports under Section 13(a) or 15(d) of the Securities Exchange Act of 1934 (Reproposed Rule). Release No. 34-55005; International Series Release No. 1300; File No. S7-12-05. Section II. Reform of the Regulatory Process
Christopher Cox, Statement at News Conference Announcing NYSE-NASD Regulatory Merger, November 28, 2006. Paul McNulty, Deputy Attorney General: “Principles of Federal Prosecution of Business Organizations” (the McNulty Memorandum), December 12, 2006. Vineeta Anand, “SEC Accountant Backs Shielding Auditors from Lawsuits,” Bloomberg News, January 11, 2007. Section IV. Shareholder Rights American Federation of State, County & Municipal Employees, Employees Pension Plan v. American International Group, Inc. U.S. 2nd Circuit Court of Appeals, September 5, 2006. Section V. Sarbanes-Oxley Section 404 Securities and Exchange Commission: 17 CFR Parts 210, 240 and 241: Management’s Report on Internal Control over Financial Reporting (Proposed Rule). Release Nos. 33-8762; 34-54976; File No. S7-24-06. PCAOB Proposed Auditing Standard: An audit of internal control over financial reporting that is integrated with an audit of financial statements, and related other proposals. Release No. 2006-007, December 19, 2006.
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